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Securities Exchange Act
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#	Item
791	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION May 12, 2015 In the Matter of Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-11 20:10:29 OTC Markets Group Securities Exchange Act U.S. Securities and Exchange Commission Financial regulation Financial economics Government United States Securities and Exchange Commission United States securities law 73rd United States Congress
792	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CFORM 8-K CURRENT REPORT Add to Reading List Source URL: www.kindermorgan.com Language: English - Date: 2014-12-09 19:19:12 Km Mergers and acquisitions Securities Act Kinder Morgan Security AT&T Finance Business United States securities law Economy of the United States
793	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: nasdaq.cchwallstreet.com Language: English - Date: 2014-09-12 13:51:00 Securities Exchange Act Financial regulation U.S. Securities and Exchange Commission Securities regulation in the United States Government United States SEC filing United States securities law 73rd United States Congress United States Securities and Exchange Commission
794	Disclosure Document6 6.xls Add to Reading List Source URL: tatasecurities.com Language: English - Date: 2014-02-06 23:59:00 Financial services Economy of Maharashtra Economy of Mumbai Tata Group Securities and Exchange Board of India Act Tata Sons Tata Consultancy Services Depository participant Diversification Financial economics Investment Finance
795	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release NoMay 21, 2015 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-21 09:29:51 Financial services 76th United States Congress Registered Investment Advisor Investment Advisers Act Financial adviser Pension Investment Company Act Collective investment scheme Financial economics Investment Finance
796	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION May 28, 2015 In the Matter of Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-28 06:08:33 OTC Markets Group Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Government Financial regulation Financial economics United States Securities and Exchange Commission 73rd United States Congress United States securities law
797	Whistleblower Team TEAM MEMBERS As part of the Dodd-Frank statute, Congress required the SEC and the ________________________ CFTC to adopt rules allowing “whistleblowers” to make complaints with regulators and colle Add to Reading List Source URL: www.gibsondunn.com Language: English - Date: 2014-08-19 17:48:13 Business ethics United States corporate law United States securities law Law Financial regulation Whistleblower U.S. Securities and Exchange Commission Sarbanes–Oxley Act Regulatory compliance Business Corporate governance Auditing
798	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION May 20, 2015 In the Matter of Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-19 20:24:34 OTC Markets Group Securities Exchange Act U.S. Securities and Exchange Commission Financial regulation Financial economics Finance United States Securities and Exchange Commission 73rd United States Congress United States securities law
799	UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT COMPANY ACT OF 1940 Release NoMay 19, 2015 ________________________________________________ Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-19 15:18:39 Investment Company Act Finance Investment Financial regulation Financial services Hedge fund USA PATRIOT Act Title III Financial economics 76th United States Congress United States securities law
800	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CFORM 10-Q (Mark One) Quarterly Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Add to Reading List Source URL: corporate.eatonvance.com Language: English - Date: 2014-03-07 13:09:56 Generally Accepted Accounting Principles Financial statements Equity securities Stock market Balance sheet Consolidation Equity Minority interest Asset Finance Accountancy Business

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